COMPLIANCE CLAUSES – T&C’S OF SALE
Associated Persons means any person performing services for or on behalf of a party, including but not limited to subsidiaries, employees, agents, distributors and contractors;
Sanctioned Party means any party or parties listed on any list of designated or other restricted parties maintained under Trade Restrictions, including but not limited to the Consolidated List of Financial Sanctions Targets in the UK maintained by HM Treasury, the consolidated list of persons, groups and entities subject to EU financial sanctions maintained by the European Commission, and the Specially Designated Nationals and Blocked Persons List maintained by the US Office of Foreign Assets Control;
Trade Restrictions means any applicable export controls, trade or economic sanctions, embargoes or similar laws, regulations, rules, licences, orders or requirements including, without limitation those of the UN, UK, U.S. and the EU;
1. Trade Restrictions
1.1 The Customer (refer as SunTech Medical Device (Shenzhen) Co., Ltd) hereby acknowledges and agrees that the supply of the goods and/or services may be subject to Trade Restrictions.
1.1 The Company reserves the right to carry out screening and background checks on the Customer prior to the supply of the goods and/or services and at any time during the performance of the Contract. The Customer shall provide all assistance to the Company that the Company reasonably requires in relation to such checks.
1.2 The Customer is solely responsible for complying with and shall not do anything which would cause the Company to be in breach of, Trade Restrictions. In particular, the Customer warrants and represents that it:
a) is not, and is not owned or controlled by a Sanctioned Party;
b) will not use, sell, resell, export, re-export, transfer, distribute, dispose of, disclose or otherwise deal with the goods and/or services, directly or indirectly, to: (i) any country, territory, or destination with which the Company, as a matter of policy, does not conduct business (including but without limitation to Iran, Syria, Sudan, Cuba, Crimea & Sevastopol and North Korea, and any other territory subject to comprehensive Trade Restrictions from time to time); (ii) any other territory to which the supply of the goods and/or services would be restricted or prohibited under Trade Restrictions (subject to the Customer obtaining any and all licences and/or approvals required to make such a supply); or (iii) any Sanctioned Party (or any party owned or controlled by a Sanctioned Party). ; and
c) will obtain and maintain any required export licence or other governmental approval and complete such formalities as may be required under Trade Restrictions in order to use, sell, resell, export, re-export, transfer, distribute, dispose of, disclose or otherwise deal with the goods and/or services.
d) will not put the goods and/or services, in their entirety or in part, to any use in connection with the development, production, handling, operation, maintenance, storage, detection, identification or dissemination of chemical, biological or nuclear weapons or the development, production, maintenance or storage of missiles capable of delivering such weapons or to any military end-use in violation of any applicable embargo (including, but not limited to, embargoes maintained by the EU, UK, OSCE and/or UN). In addition, the Customer shall not sell, resell, supply, export, re-export, transfer, divert, distribute or dispose of the goods and/or services to any third party where the Customer knows or has grounds for suspecting that the goods and/or services are or may be intended for one of the uses specified in this Condition.
1.3 In addition to any other remedy available to the Company, the Customer shall indemnify, keep indemnified and hold harmless (on a full indemnity basis) the Company and its affiliates, officers and personnel against any and all direct or indirect liabilities, claims, demands, damages, losses or expenses (including legal and other professional advisers' fees and disbursements), interest and penalties suffered or incurred as a result of any breach of this Condition 1. The Company reserves the right to terminate the Contract immediately upon written notice and without penalty in the event of such breach.
1.4 The Company shall not be obliged to perform any obligation under the Contract and shall have the right to terminate the Contract, without being liable for any damages or costs of any kind, if in its sole discretion it reasonably believes that such performance in full or in part would place it in violation of any Trade Restrictions (including, for the avoidance of doubt, if such violation would be the result of any delay to, or refusal of, the grant of any licence required under Trade Restrictions).
1.5 Nothing in this Condition 1 shall require either party to act in any way contrary to any blocking or antiboycott laws with jurisdiction over such party's operations, including (if applicable) the Anti-Foreign Sanctions Law of the People's Republic of China.
2. Compliance
2.1 The Customer shall comply with all local and national laws in the territories in which it operates.
2.2 Anti-Bribery
The Customer shall (and shall procure that its Associated Persons shall):
(a) not make any offer, payment, promise to pay, or authorise the giving of any monies or financial or other advantage to any person: (i) for the purpose of inducing or rewarding that person (or any other person) to perform their role or function improperly; (ii) for the purpose of influencing a public official in relation to any decision, act or other performance (including failure to perform) of their official role or function, with the intention of obtaining or retaining business or a business advantage; or (iii) that is otherwise for the purpose of improperly obtaining or retaining business or a business advantage of any kind;
(b) not request, agree to receive, or accept, any monies or financial or other advantage in return or as a reward for performing their role or function improperly;
(c) not engage in any other activity, practice or conduct which would constitute an offence under any other applicable anti-corruption or anti-bribery legislation, or that would place the Company in breach of such legislation; and
(d) have, maintain in place and enforce throughout the term of any Contract its own policies and procedures, including but not limited to adequate procedures to ensure compliance with any applicable anti-bribery legislation and the requirements of this Condition 2.1.
2.3 Modern Slavery
The Customer shall comply with all applicable anti-slavery and human trafficking laws, statutes, regulations and codes from time to time in force including but not limited to the UK Modern Slavery Act 2015 and will not engage in any activity, practice or conduct that would constitute an offence under sections 1, 2 or 4, of the Modern Slavery Act 2015.
2.4 Tax
The Customer shall (and shall procure that its Associated Persons shall) comply with all applicable taxation laws and shall not commit an offence consisting of the evasion of tax, or the facilitation of tax evasion by another person.
2.5 The Company may terminate the Contract immediately upon written notice to the Customer where it reasonably believes that the Customer has breached this Condition 2 and the Customer shall indemnify the Company from all damages, penalties, fines and/or costs of any kind arising from, or relating to, any breach of this Condition 2.
合规条款——销售条款和条件补充条款
关联人是指为一方或代表一方提供服务的任何人，包括但不限于子公司、员工、代理、经销商和承包商；
受制裁方是指在贸易限制下发布的任何指定方或其他受限制方名单中列出的任何一方或多方，包括但不限于英国财政部发布的英国《金融制裁目标综合清单》中个人、团体和被欧盟委员会发布的欧盟金融制裁的实体，以及美国外国资产控制办公室发布的《特别指定国民和受阻人员名单》；
贸易限制是指任何包括但不限于联合国、英国、美国和欧盟发布的适用的出口管制、贸易或经济制裁、禁运或类似的法律、法规、规则、许可证、命令或要求。
3. 贸易限制
1.1 客户在此承认并同意商品或服务的供应可能受到贸易限制。
3.1 顺泰医疗器材（深圳）有限公司保留在提供商品或服务之前以及在合同履行期间的任何时间对客户进行筛选和背景调查的权利。客户应就此类检查向顺泰医疗器材（深圳）有限公司提供合理要求的所有协助。
3.2 客户全权负责遵守且不得做任何会导致顺泰医疗器材（深圳）有限公司违反贸易限制的事情。特别是，客户保证并声明：
e) 不受制裁方拥有或控制；
f) 不会直接或间接使用、出售、转售、出口、再出口、转让、分销、处置、披露或以其他方式处理商品或服务到：(i) 顺泰医疗器材（深圳）有限公司根据政策不开展业务的任何国家、地区或目的地（包括但不限于伊朗、叙利亚、苏丹、古巴、克里米亚和塞瓦斯托波尔和朝鲜，以及不时受到全面贸易限制的任何其他地区）； (ii) 根据贸易限制条款将限制或禁止向其供应商品或服务的任何其他地区（以客户获得提供此类供应所需的任何和所有许可或批准为前提）； (iii) 任何受制裁方（或受制裁方拥有或控制的任何一方）。
g) 将获得并提供任何所需的出口许可证或其他政府批准，并完成贸易限制下可能要求的手续，以便使用、销售、转售、出口、再出口、转让、分发、处置、披露或以其他方式处理商品或服务。
h) 不会将商品或服务的全部或部分用于与化学、生物或核武器的开发、生产、处理、操作、维护、储存、检测、识别或传播有关的任何用途，或违反任何适用禁运（包括但不限于欧盟、英国、欧安组织和/或联合国维持的禁运）开发、生产、维护或储存能够运载此类武器或用于任何军事最终用途的导弹。此外，不会将商品或服务提供给客户知道或有理由怀疑货物或服务用于或可能用于本条件中指定的用途之一的一方或多方。
3.3 除了顺泰医疗器材（深圳）有限公司可获得的任何其他补救措施外，客户应承担就任何和所有直接或间接责任、索赔、要求、因任何违反本条约而遭受或招致的损害、损失或费用（包括法律和其他专业顾问的费用和支出）、利息和罚款 顺泰医疗器材（深圳）有限公司保留在书面通知后立即终止合同且无需在此类违反的情况下受到处罚。
1.4 如果其自行决定合理地认为该等履行已全部或部分会使其违反任何贸易限制（包括，为免生疑问，如果此类违反是由于延迟或拒绝授予贸易限制所要求的任何许可的结果）。顺泰医疗器材（深圳）有限公司没有义务履行合同项下的任何义务，并且有权终止合同，且不承担任何形式的任何损害或费用，
1.5 对业务具有管辖权的一方不得要求任何一方以任何方式封锁或反抵制法律违反本合约第一条，包括（如适用）《中华人民共和国反外国制裁法》。
4. 遵守
4.1 客户应遵守其经营所在地区的所有地方和国家法律。
4.2 反贿赂
客户应（并应促使其关联人士）：
(e) 不得向任何人提出任何要约、付款、承诺支付或授权给予任何金钱或财务或其他利益：(i) 以达到诱导或奖励该人（或任何其他人）履行其不正当职责或功能； (ii) 以影响公职人员在其官方角色或职能的任何决定、行为或其他表现（包括不履行）方面的目的，以获取或保留业务或业务优势；(iii) 以通过其他方式达到不正当获得或保留业务或任何类型的业务优势的目的；
(f) 不得要求、同意接受或接受任何金钱或财务或其他好处作为不正当履行其职责或职能的回报或奖励；
(g) 不得从事任何其他可能构成任何其他适用的反腐败或反贿赂立法的犯罪或会使顺泰医疗器材（深圳）有限公司违反此类立法的活动、做法或行为；
(h) 在任何合同期限内保持并执行其自己的政策和程序，包括但不限于适当的程序，以确保遵守任何适用的反贿赂立法和本条件 2.1 的要求。
4.3 现代奴隶制
客户应遵守不时生效的所有适用的反奴隶制和人口贩运法律、法规、法规和守则，包括但不限于 《2015 年英国现代奴隶制法案》，并且不会从事任何可能导致根据《 2015 年现代奴隶法》第 1、2 或 4 条构成的犯罪。
4.4 税
客户应（并应促使其关联人）遵守所有适用的税法，不得犯有逃税或协助他人逃税的罪行。
4.5 如果顺泰医疗器材《深圳》有限公司合理地认为客户违反了本条款2，顺泰医疗器材《深圳》有限公司可以在向客户发出书面通知后立即终止合同，并且客户应赔偿公司免受因任何违反本条款 2 的行为有关带来的损失。